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Casson invariant - Wikipedia

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In 3-dimensional topology, a part of the mathematical field of geometric topology, the Casson invariant is an integer-valued invariant of oriented integral homology 3-spheres, introduced by Andrew Casson.

Kevin Walker (1992) found an extension to rational homology 3-spheres, called the Casson–Walker invariant, and Christine Lescop (1995) extended the invariant to all closed oriented 3-manifolds.

A Casson invariant is a surjective map λ from oriented integral homology 3-spheres to Z satisfying the following properties:

  • λ(S3) = 0.
  • Let Σ be an integral homology 3-sphere. Then for any knot K and for any integer n, the difference
{\displaystyle \lambda \left(\Sigma +{\frac {1}{n+1}}\cdot K\right)-\lambda \left(\Sigma +{\frac {1}{n}}\cdot K\right)}
is independent of n. Here {\displaystyle \Sigma +{\frac {1}{m}}\cdot K} denotes {\displaystyle {\frac {1}{m}}} Dehn surgery on Σ by K.
  • For any boundary link KL in Σ the following expression is zero:
{\displaystyle \lambda \left(\Sigma +{\frac {1}{m+1}}\cdot K+{\frac {1}{n+1}}\cdot L\right)-\lambda \left(\Sigma +{\frac {1}{m}}\cdot K+{\frac {1}{n+1}}\cdot L\right)-\lambda \left(\Sigma +{\frac {1}{m+1}}\cdot K+{\frac {1}{n}}\cdot L\right)+\lambda \left(\Sigma +{\frac {1}{m}}\cdot K+{\frac {1}{n}}\cdot L\right)}

The Casson invariant is unique (with respect to the above properties) up to an overall multiplicative constant.

  • If K is the trefoil then
{\displaystyle \lambda \left(\Sigma +{\frac {1}{n+1}}\cdot K\right)-\lambda \left(\Sigma +{\frac {1}{n}}\cdot K\right)=\pm 1}.
{\displaystyle \lambda \left(M+{\frac {1}{n+1}}\cdot K\right)-\lambda \left(M+{\frac {1}{n}}\cdot K\right)=\phi _{1}(K),}
where {\displaystyle \phi _{1}(K)} is the coefficient of {\displaystyle z^{2}} in the Alexander–Conway polynomial {\displaystyle \nabla _{K}(z)}, and is congruent (mod 2) to the Arf invariant of K.
{\displaystyle \lambda (\Sigma (p,q,r))=-{\frac {1}{8}}\left[1-{\frac {1}{3pqr}}\left(1-p^{2}q^{2}r^{2}+p^{2}q^{2}+q^{2}r^{2}+p^{2}r^{2}\right)-d(p,qr)-d(q,pr)-d(r,pq)\right]}
where
{\displaystyle d(a,b)=-{\frac {1}{a}}\sum _{k=1}^{a-1}\cot \left({\frac {\pi k}{a}}\right)\cot \left({\frac {\pi bk}{a}}\right)}

The Casson invariant as a count of representations

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Informally speaking, the Casson invariant counts half the number of conjugacy classes of representations of the fundamental group of a homology 3-sphere M into the group SU(2). This can be made precise as follows.

The representation space of a compact oriented 3-manifold M is defined as {\displaystyle {\mathcal {R}}(M)=R^{\mathrm {irr} }(M)/SU(2)} where {\displaystyle R^{\mathrm {irr} }(M)} denotes the space of irreducible SU(2) representations of {\displaystyle \pi _{1}(M)}. For a Heegaard splitting {\displaystyle \Sigma =M_{1}\cup _{F}M_{2}} of {\displaystyle M}, the Casson invariant equals {\displaystyle {\frac {(-1)^{g}}{2}}} times the algebraic intersection of {\displaystyle {\mathcal {R}}(M_{1})} with {\displaystyle {\mathcal {R}}(M_{2})}.

Rational homology 3-spheres

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Kevin Walker found an extension of the Casson invariant to rational homology 3-spheres. A Casson-Walker invariant is a surjective map λCW from oriented rational homology 3-spheres to Q satisfying the following properties:

1. λ(S3) = 0.

2. For every 1-component Dehn surgery presentation (K, μ) of an oriented rational homology sphere M′ in an oriented rational homology sphere M:

{\displaystyle \lambda _{CW}(M^{\prime })=\lambda _{CW}(M)+{\frac {\langle m,\mu \rangle }{\langle m,\nu \rangle \langle \mu ,\nu \rangle }}\Delta _{W}^{\prime \prime }(M-K)(1)+\tau _{W}(m,\mu ;\nu )}

where:

where x, y are generators of H1(∂N(K), Z) such that {\displaystyle \langle x,y\rangle =1}, v = δy for an integer δ and s(p, q) is the Dedekind sum.

Note that for integer homology spheres, the Walker's normalization is twice that of Casson's: {\displaystyle \lambda _{CW}(M)=2\lambda (M)}.

Compact oriented 3-manifolds

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Christine Lescop defined an extension λCWL of the Casson-Walker invariant to oriented compact 3-manifolds. It is uniquely characterized by the following properties:

{\displaystyle \lambda _{CWL}(M)={\tfrac {1}{2}}\left\vert H_{1}(M)\right\vert \lambda _{CW}(M)}.
  • If the first Betti number of M is one,
{\displaystyle \lambda _{CWL}(M)={\frac {\Delta _{M}^{\prime \prime }(1)}{2}}-{\frac {\mathrm {torsion} (H_{1}(M,\mathbb {Z} ))}{12}}}
where Δ is the Alexander polynomial normalized to be symmetric and take a positive value at 1.
  • If the first Betti number of M is two,
{\displaystyle \lambda _{CWL}(M)=\left\vert \mathrm {torsion} (H_{1}(M))\right\vert \mathrm {Link} _{M}(\gamma ,\gamma ^{\prime })}
where γ is the oriented curve given by the intersection of two generators {\displaystyle S_{1},S_{2}} of {\displaystyle H_{2}(M;\mathbb {Z} )} and {\displaystyle \gamma ^{\prime }} is the parallel curve to γ induced by the trivialization of the tubular neighbourhood of γ determined by {\displaystyle S_{1},S_{2}}.
  • If the first Betti number of M is three, then for a,b,c a basis for {\displaystyle H_{1}(M;\mathbb {Z} )}, then
{\displaystyle \lambda _{CWL}(M)=\left\vert \mathrm {torsion} (H_{1}(M;\mathbb {Z} ))\right\vert \left((a\cup b\cup c)([M])\right)^{2}}.
  • If the first Betti number of M is greater than three, {\displaystyle \lambda _{CWL}(M)=0}.

The Casson–Walker–Lescop invariant has the following properties:

{\displaystyle \lambda _{CWL}({\overline {M}})=(-1)^{b_{1}(M)+1}\lambda _{CWL}(M).}
That is, if the first Betti number of M is odd the Casson–Walker–Lescop invariant is unchanged, while if it is even it changes sign.
{\displaystyle \lambda _{CWL}(M_{1}\#M_{2})=\left\vert H_{1}(M_{2})\right\vert \lambda _{CWL}(M_{1})+\left\vert H_{1}(M_{1})\right\vert \lambda _{CWL}(M_{2})}

In 1990, C. Taubes showed that the SU(2) Casson invariant of a 3-homology sphere M has a gauge theoretic interpretation as the Euler characteristic of {\displaystyle {\mathcal {A}}/{\mathcal {G}}}, where {\displaystyle {\mathcal {A}}} is the space of SU(2) connections on M and {\displaystyle {\mathcal {G}}} is the group of gauge transformations. He regarded the Chern–Simons invariant as a {\displaystyle S^{1}}-valued Morse function on {\displaystyle {\mathcal {A}}/{\mathcal {G}}} and used invariance under perturbations to define an invariant which he equated with the SU(2) Casson invariant. (Taubes (1990))

H. Boden and C. Herald (1998) used a similar approach to define an SU(3) Casson invariant for integral homology 3-spheres.

  • Selman Akbulut and John McCarthy, Casson's invariant for oriented homology 3-spheres— an exposition. Mathematical Notes, 36. Princeton University Press, Princeton, NJ, 1990. ISBN 0-691-08563-3
  • Michael Atiyah, New invariants of 3- and 4-dimensional manifolds. The mathematical heritage of Hermann Weyl (Durham, NC, 1987), 285–299, Proc. Sympos. Pure Math., 48, Amer. Math. Soc., Providence, RI, 1988.
  • Hans Boden and Christopher Herald, The SU(3) Casson invariant for integral homology 3-spheres. Journal of Differential Geometry 50 (1998), 147–206.
  • Christine Lescop, Global Surgery Formula for the Casson-Walker Invariant. 1995, ISBN 0-691-02132-5
  • Nikolai Saveliev, Lectures on the topology of 3-manifolds: An introduction to the Casson Invariant. de Gruyter, Berlin, 1999. ISBN 3-11-016271-7 ISBN 3-11-016272-5
  • Taubes, Clifford Henry (1990), "Casson's invariant and gauge theory.", Journal of Differential Geometry, 31: 547–599
  • Kevin Walker, An extension of Casson's invariant. Annals of Mathematics Studies, 126. Princeton University Press, Princeton, NJ, 1992. ISBN 0-691-08766-0 ISBN 0-691-02532-0