foreign policy: Definition from Answers.com
In the context of U.S. military history, foreign policy can be defined as “the goals the nation's officials seek to attain abroad, the values that give rise to those objectives, and the means or instruments used to pursue them.” This definition has three essential elements with linkages among them. Moreover, it draws attention to the facts that U.S. foreign policy has historically exhibited change over time in each of these elements, and that their relationships with one another have also varied across different periods.If diplomatic and military historians could reach agreement on the nature of changes in U.S. foreign policy so defined, the task of tracing this history would be relatively simple. But the challenge is difficult, because controversies over U.S. foreign policy goals, values, and instruments abound. Rather than attempting to resolve these controversies, it is more useful to clarify the three major categories within which debate has been conducted. In the first instance, in modifying the goals of foreign policy, the major issue confronting U.S. leaders has been reconciling the advantages and disadvantages of isolationism and internationalism. At certain times, American leaders and public opinion have sought U.S. withdrawal from international affairs, practicing disengagement and nonentanglement in order to isolate the country from the perils of international dependence and foreign wars. At other times, American foreign policy has swung in the opposite direction, toward active engagement with other nations on the issues at the moment. In fact, U.S. foreign policy exhibits over time an ambivalent “approach‐avoidance” syndrome. What is more, a cycle in these periodic oscillations between isolationism and internationalism is observable, alternating rather rhythmically every twenty to twenty‐five years. As Frank Klingberg documents, an “introvert” foreign policy (isolationism) has been pronounced in the periods 1776–98, 1824–44, 1871–91, 1919–40, and 1967–86, and an “extrovert” foreign policy (internationalism) in the periods 1798–1824, 1844–71, 1891–1919, and 1940–66 (with a resurgent globalist phase underway, predictably, once again since 1986).
At its core, internationalism expresses a desire for American leadership in world affairs. It springs from the motivation for the United States to head the world, to set America apart from others, and to forge a “new world order” compatible with U.S. ideals and interests. “Unilateralism”—a self‐assertive effort to be self‐reliant—represents one approach to internationalism, and speaks to the quest popular at times for the United States not to act in concert with others and to avoid dependence upon them. “Globalism”—the preference to become a hegemonic world leader—is another.
At the extreme, internationalism reflects the desire for the United States to act as an agent of international reform to bring justice and order to world affairs, perhaps through imperialism and interventionism abroad, and at others more passively by serving as a model for countries to emulate. This penchant has not been without its critics. For example, John Quincy Adams counseled (4 July 1821) that a crusading, excessive U.S. involvement in world affairs dedicated to reforming the world in America's image could lead to the prostitution of the very ideals Americans hold most dear—liberty abroad and at home. Unrestrained U.S. international leadership also has been pursued as a goal, however, as seen, for example, in John F. Kennedy's 1961 pledge that the United States would “pay any price, bear any burden, meet any hardship, support any friend, oppose any foe to assure the survival and success of liberty.” This goal is sometimes termed liberal internationalism because it refers to what political scientist Richard Gardner calls “the intellectual and political tradition that believes in the necessity of leadership by liberal democracies in the construction of a peaceful world order.”
In contrast, isolationist goals speak to the U.S. foreign policy preference to sever the country from the corrupting influences of international engagement and despotic foreign governments. George Washington enshrined the reasoning rationalizing withdrawal when he warned the nation in his farewell address to “steer clear of entangling alliances with any portion of the foreign world.” The Monroe Doctrine (1823) stemmed from the same logic and preference, as later did the Neutrality Acts in the 1930s. Detachment and withdrawal are also deeply instilled goals in the American diplomatic tradition, and they have periodically resurfaced as the defining characteristic of U.S. foreign policy.
Values
The push for two seemingly incompatible foreign policy goals springs from the political beliefs in which U.S. foreign policy is rooted. The values that give rise to fluctuations and alternating cycles in defining U.S. goals and postures include two quite different world views—idealism and realism—both of which at various times have dominated the thinking of U.S. leaders and shaped their foreign policies. The two value systems stem from very divergent beliefs about the ways to best reconcile the tension between ideals and interests, between principle and power, and between moral purpose and military primacy.
At the core of idealism is the belief that American foreign policy should be guided by its fundamental liberal values—what may be called the “ideology” of American foreign policy. But throughout U.S. history, Americans have often differed about the relative importance of particular liberal ideals. Still, underlying idealism has been the fundamental belief that the United States has a special mission to use power for moral purposes. Adlai Stevenson stated this “exceptionalist” version of America's international purpose, for example, when he argued that “America is much more than a geographical fact. It is a political and moral fact.” Similarly, Woodrow Wilson proclaimed that “America was established not to create wealth but to realize a vision, to realize an ideal—to discover and maintain liberty among men.”
At the risk of sounding simplistic and selective, the idealist‐liberal tradition may be said to stress the Enlightenment's faith in reason, progress, the essential goodness of human nature, popular sovereignty, and the benefits of equal access to opportunity. Idealism counsels the search for international cooperation through U.S. support for international law, international institutions and organizations (such as the League of Nations and the United Nations), a liberal trade regime, arms control and disarmament, and the promotion of democratic governance, collective security, and multilateral approaches to international peace.
This liberal‐idealist conception of a transcendent national purpose differs from the realist conception with which it is often juxtaposed. To this alternate frame of mind—whose roots are equally deep—raison d’état and national interest are, necessarily, primary goals, and in a contest between principle and power, power must be paramount. To the realist tradition, it is prudent for the United States to acquire military capabilities and use them not only for defense but also to exercise influence abroad and to compete with other states in the international struggle for power. To advocates of realpolitik, the U.S. goal should be to put the military means to American prosperity, privilege, power, and position ahead of a drive to exalt liberty or any other grand ideal.
Like internationalism and isolationism, the history of American diplomacy also can be largely written in terms of cyclical swings between idealism and realism. In general, idealist moods have been particularly dominant in the immediate aftermath of America's major war experiences and in times of optimism and prosperity, when hopes for successful American reform of international practices have risen—for example, during and after World War I when Woodrow Wilson championed an idealist American foreign policy dedicated to building “a world safe for democracy” under a rule of law, managed by an international organization (the League of Nations). But, instructively, the idealist program was promptly repudiated, and values based on realist assumptions again prevailed in the thinking of U.S. policymakers. This reversal illustrates the general tendency for a realist mood to capture the thinking of policymakers prudently concerned more with core national interests such as defense than with ideals when war scares have been perceived to threaten U.S. security (as, for example, during the Cold War).
Instruments
Identifying the most effective means to the ends of foreign policy (consistent with the values that inspire choices about goals) has always been a challenge. The most difficult decisions facing leaders are often not about definitions of national interests and foreign policy priorities, but about the instruments to serve them.
Whereas there are observable patterns and periodicities in the goals and values underlying U.S. foreign policy, the record with respect to choices about instruments is more erratic and episodic, depending on different leaders' perceived needs and their estimates about the probable efficacy of different tactical tools.
Salient in the U.S. experience are military instruments. Here a basic choice involves the desired level of military preparedness to deter an attack on the United States or to project power abroad and, potentially, to deploy U.S. military might overseas. Both military expenditures (as a percentage of the national budget) and force levels have exhibited short‐term perturbations and long‐term trends, as seen in the framers' rejection of a large standing army and in just that kind of massive military commitment after World War II to enforce America's contest with the Soviet Union during the Cold War. The actual U.S. use of armed force abroad has displayed more repetition and regularity. Military engagement has ranged from large‐scale protracted involvements like those in World Wars I and II to frequent practice low‐scale intervention overseas. Nearly every U.S. administration has used coercive diplomacy on numerous occasions, but especially when internationalist goals shaped by realpolitik have been pursued.
The “strategies” guiding military methods of foreign policy, for both deterrence and compellence, comprise a related dimension. These have been defined by the various doctrines specifying the purposes for which military might should be put. Also related to overt military instruments of foreign policy are a cluster of other, less blatant tools such as covert operations, clandestine intelligence activities, so‐called public diplomacy designed to disseminate information abroad to bolster the United States and influence public opinion, and so‐called gunboat diplomacy relying on shows of force abroad to signal U.S. resolve and commitments.
A second subcategory of instruments may loosely be defined as political, inasmuch as they refer to tools on which U.S. decision makers sometimes rely to exercise influence over other nations to get them to do things they might not otherwise do. Alliances are key here, as the recruitment of allies (and prevention of states' alignment with adversaries) comprises the primary method by which leaders seek to maintain a favorable international balance of power. Foreign assistance and foreign military sales add to the arsenal of policy tools by which political influence can be exercised; for the United States, these were particularly popular during the Cold War. So, too, was the creation of international organizations, such as the United Nations, constructed less for idealistic reasons than as mechanisms through which the United States could shape international events in directions compatible with its national interests.
A third basic subcategory of foreign policy instruments is economic. To serve the goal of increasing U.S. prosperity, leaders have depended on a range of divergent strategies. At one end of the philosophical spectrum are mercantilist approaches, which seek American power through trade protectionism, tariff walls, export and import controls, and, at the extreme, colonialism and imperialist expansionism. Alexander Hamilton's national industrialization policies to develop “infant industries” and the “open door” policies with respect to China in the 1890s reflected this approach, which sought to expand American power and territory at the expense of others; this drive is colored in realpolitik. At the other extreme, shaped heavily by liberal‐idealism, are policies designed to lower barriers to free trade of the sort advocated in Woodrow Wilson's Fourteen Points address. This approach was successfully pursued by the United States after World War II, when the United States led in the promulgation of the liberal international economic order that, through the General Agreement on Tariffs and Trade (GATT) culminated in creation of the World Trade Organization. Between these positions lie a variety of less controversial economic practices, such as embargoes and sanctions, that have been used as policy instruments to influence relations with foreign targets.
Rethinking the Concept of Foreign Policy
Scholars have disagreed about the emphasis that should be placed on pronouncement and doctrine (words) and observable behavior (deeds) as indicators of foreign policy by which changes might be measured. Beyond conceptualization, substantial disagreements exist about the best ways to characterize the goals, values, and instruments of American foreign policy. It is unlikely that consensus will crystallize, because the subject is complex and amenable to differing but equally plausible interpretations. The term foreign policy is elastic. Goals, values, and instruments have habitually taken new directions as global circumstances changed and American leaders sought to cope with them.
It is worth speculating that global conditions have changed so rapidly recently that traditional conceptions of foreign policy may be becoming anachronistic. With the radical expansion of international trade, travel, and communications, the international system has become perhaps unprecedentedly interdependent, and there is little prospect that this “globalization” trend will reverse direction. Borders that traditionally have divided sovereign territorial states no longer separate and buffer them from external influences as in the past. As a result, the classic distinction between “domestic” and “foreign” policy is collapsing. If this trend continues, if “domestic” policy truly becomes “foreign” policy, and vice versa, then the very meaning of foreign policy—its goals and implementations—will require reconceptualization.
[See also Commander in Chief, President as; Nationalism; National Security in the Nuclear Age; Peace; Peacekeeping; Strategy.]
Bibliography
- Lloyd C. Gardner, Architects of Illusion: Men and Ideas in American Foreign Policy, 1970.
- Edward Weisband, The Ideology of American Foreign Policy: A Paradigm of Lockean Liberalism, 1973.
- James N. Rosenau, The Scientific Study of Foreign Policy, 1980.
- Frank L. Klingberg, Cyclical Trends in American Foreign Policy Moods: The Unfolding of Americas World Role, 1983.
- Richard N. Gardner, The Comeback of Liberal Internationalism, Washington Quarterly, 13 (Summer 1990), pp. 23–39.
- Charles W. Kegley, Jr., ed., Controversies in International Relations Theory: Realism and the Neoliberal Challenge, 1995.
- Charles W. Kegley, Jr., and Eugene R. Wittkopf, American Foreign Policy: Pattern and Process, 5th ed. 1996
As long as monarchs wielded great personal power, it is hardly possible to divorce foreign policy from the individual circumstances and character of each king. Nevertheless, at an early period, certain themes emerged. The connection with France that came about in 1066 was fortuitous, but it introduced a pattern that survived for 500 years. From the days of William Rufus to those of Henry VIII, English monarchs attempted to retain or extend their French possessions. Not until the loss of Calais in 1558 did this aspiration come to an end. This, in turn, had profound effects upon another object of English policy, which pre-dated the Conquest—the ambition to turn a southern English kingdom based upon Wessex into a kingdom of Britain, which should include the north, Wales, Scotland, and Ireland.
Even within the limits of so general a context, other patterns may be discerned. The principle of supporting one's enemy's enemy is elementary, yet it had important consequences. The Scots, in their long struggle for independence, soon perceived the advantages of an understanding with France, and the ‘Auld Alliance’ survived from the treaty of Paris of 1295 until 1560. England pursued a similar policy, supporting Brittany and Burgundy against France. Balance of power came into consideration centuries before the phrase was invented. In the 16th and 17th cents., when Spain and France disputed European hegemony, the choice was which side to take. It was left to the monumental incapacity of Charles I to contrive to be at war with both great powers at the same time.
The rift in Christendom in the 16th cent. introduced a new factor into foreign policy, but one which was rarely decisive. Monarchs certainly supported their co-religionistsin other countries, but the co-religionistswere well aware that the commitment was fragile. Catholic unity did not prevent the long struggle between France and Spain, nor protestant commitment three wars between England and the Dutch in the 17th cent.
The development of a recognizably modern context for foreign policy dates from the Glorious Revolution of 1688, when three factors combined to change the nature of diplomacy. First was the steady spread of representation at foreign courts, which made policy more of a regular activity and less of a response to occasional crises. The second factor was the changed importance of Parliament after 1688 which initiated a move away from a personal towards a national foreign policy. The third factor was the growth of empire. In 1600 England had no overseas colonies: by 1700, in addition to the twelve American colonies, there were valuable possessions in India, the West Indies, and Africa to be protected.
The broad outlines of 18th-cent. foreign policy are simple. After the swift collapse of Spanish power and rapid rise of France under Louis XIV, there was no question which was the dominant power in Europe, and the fact that France was also a major colonial competitor helped to bring about what has been called the second Hundred Years War. Between 1689 and 1815 Britain and France were at war for nearly half the time. France's much greater population and resources were a substantial handicap, but to build restraining alliances was far from easy.
These factors dictated Britain's overall foreign policy. It was an accepted point that she must have a continental ally and, on the one occasion when she did not, she lost the American colonies. Indeed, the 1780s, at the end of the American War, were exceptionally difficult. Britain's gains at the end of the Seven Years War in 1763 had cast her in the role of overmighty power and made the balance of power operate against her: Spain, France, and Holland, at war with Britain in 1780, were supported by Russia, Denmark, Sweden, Prussia, Portugal, and the empire in the League of Armed Neutrality.
The peace which brought the Revolutionary and Napoleonic wars to a conclusion in 1815 was based essentially on balance of power considerations. France was made to disgorge the enormous gains she had made under Napoleon, but there was no attempt to reduce her to a second-rate power. Austria and Prussia both made substantial territorial gains but it was still considered essential that they should balance each other in Germany.
Victorian foreign policy conjures up a vision of a John Bullish Lord Palmerston; of Britain dominating world trade; a liberal, constitutional Britain, which supported national and liberal movements on the European continent against the forces of despotism; a Britain which, at the end of the century, was to rule the greatest empire in the world. The picture is not entirely false but it owes too much to the image which politicians like Palmerston and Disraeli wished to project. Britain had only firmly established her right to be considered a European great power in the 18th cent. and had come close to forfeiting that status as a result of the American War of Independence. In the French Revolutionary and Napoleonic wars, Britain's naval strength had been of enormous importance but her lack of a large standing army had made the other European powers see her as a minor player on the continent.
All those responsible for British foreign policy between 1815 and 1865, Castlereagh, Canning, Wellington, Aberdeen, and Palmerston, looked back to William Pitt the Younger as their mentor. The Vienna settlement of 1814-15 followed roughly the lines envisaged by Pitt in 1805 and the powers agreed to meet periodically to maintain the peace settlement. Castlereagh felt obliged to withdraw from the resulting Congress system because he believed it was being perverted from its original purpose of maintaining international peace to the suppression of any subversion which might threaten authoritarian regimes.
The great issues of this period were the Eastern Question—the dangerous vacuum left by the decline of the Ottoman empire—and the rise of liberal and nationalist movements in western and central Europe. Britain reluctantly followed a policy, in the crises of 1840 and the Crimean War, of propping up the Ottoman empire to prevent Russian advances. The British public had some genuine sympathy with liberal and national movements, especially in Italy, but the government was always extremely cautious in its approach.
By the 1860s the balance of forces was changing. The British navy still commanded the seas but Britain's industrial lead was about to be challenged by other powers, especially the USA and Germany. Palmerston's last ministry saw Britain come close to what might have been a disastrous involvement in the American Civil War and Palmerston's bluff over Denmark was called by Bismarck. Britain stood aside from the Austro-Prussian War in 1866. Disraeli put a brave face on it. Britain's abstention, he said, was the result of increased strength, not decline.
There was a more real clash of ideologies between Disraeli and Gladstone than between their predecessors. Gladstone had a clear vision of how international affairs should be conducted, with all submitting to the rule of law and disputes settled by arbitration. In Europe he was defeated by Bismarck who created his tight, and dangerous, system of alliances to protect the newly united Germany. Disraeli turned to the empire and made it a Conservative cause.
Britain's acquisition of a new empire in the late 19th cent. is usually seen as defensive, a matter of weakness rather than strength. Britain still had a great empire in India and its defence sometimes required further accretions of territory. Ironically, Britain acquired more of Africa, during the Scramble period, under Liberal than under Conservative administrations. The motive was almost always a challenge by another power, usually France or Germany. The rhetoric of Palmerston, Disraeli, and their successors convinced the public of Britain's greatness. Sober statesmen, Lord Salisbury, Balfour, or Grey, knew the dangers of the situation. ‘Splendid isolation’ was not glorious. In 1902 Britain, embarrassed by world reaction to the Boer War, concluded an alliance with Japan. Over the next twelve years she shifted from Salisbury's policy of ‘leaning’ on the Triple Alliance of Germany, Austria, and Italy to close relations with her two traditional rivals, France and Russia. Britain could not afford to see Germany defeat France again. She fought Germany in 1914 in defence of a balance of power as she had fought Philip II, Louis XIV, or Napoleon—to stop one power dominating Europe.
After 1918 Britain was sated and exhausted. The alliance which had defeated the central powers had begun to disintegrate even before the Great War ended, as Russia collapsed into revolution and civil war. The USA turned to isolationism, the Anglo-Japanese alliance was not continued after 1922, and France, Britain's main ally, was mistrusted in the 1920s as too belligerent and in the 1930s as too defeatist. The inability of the League of Nations to deal with the Manchurian crisis was an early warning that collective security might offer little protection and was followed in 1933 by the advent to power in Germany of the Nazis. The policy of appeasement was accompanied by a new search for allies. Though Russia was admitted to the League of Nations in 1934, there was massive mistrust on both sides, and in 1939 Stalin preferred to do a deal with Hitler. Much effort was devoted to wooing Italy, whose strength was overrated. Under these circumstances, British foreign policy lurched. Having abandoned Czechoslovakia in 1938, Britain gave a guarantee to Poland which could scarcely be honoured.
Many of the same themes re-emerged after the Second World War. Foreign policy was dogged by economic and financial weakness. As the shape of the post-war world unfolded, two problems emerged—security in the face of Soviet power and Britain's attitude towards Europe. The first was achieved by the nuclear deterrent, participation in NATO (1949), and a close understanding with the USA, jeopardized only temporarily by the Suez crisis. The debate on Europe was governed by three factors. First was that Britain geographically and culturally was half-in and half-out of Europe. The second was that European unity, which began as the simple determination of European powers never to fight each other again, moved through economic collaboration towards political integration. The ‘Common Market’, which the British voted to join, masked the political aspirations of many of its continental supporters. The third factor was the timing of Britain's application to join. This was vetoed by de Gaulle in 1963 and again in 1967 at a time when a federal Europe was hardly on the agenda. But by the time Britain entered the EEC in 1973, the movement towards political integration was gathering pace. Britain acted as a somewhat ineffective brake, usually doing enough to exasperate enthusiasts for European unity while not satisfying the anti-Europeans. The issue of Britain's relations with Europe was still unresolved when the 21st cent. dawned.
Foreign Policy, broadly defined, is the course set at given times determining the relationships, policies, and actions of the United States with or toward other states and international entities. Its legitimacy derives ultimately from popular will, but formally and immediately from the Constitution, which divides authority among the executive, legislative, and judicial branches of government. In practice it is mostly formulated in the White House and the Departments of State and Defense and executed by diverse diplomatic, economic, and military agencies. The guiding principle of foreign policy is always stated to be the national interest, but interpretations of this are often controversial. Religious and ethnic groups, corporations, and the media are influential, and expressions of public opinion, variously mediated, are often politically decisive in what is, overall, a remarkably effusive, democratic culture.
The persistent domestic influence in American foreign policy has been further encouraged by the nation's immunity through most of its history (especially 1815–1941) from mortal threat. Its diplomacy, therefore, proceeding from choice rather than necessity, tends to invite debates that often devolve to arguments about moral values. Presidential administrations tend to navigate cautiously, hemmed in by strong constitutional constraints and often introspective but volatile public opinion. American foreign policy has sometimes been remarkably vigorous (especially since 1941), supportive in the nineteenth century of expansionary territorial impulses and, more recently, of broader economic extensions. Yet it has nevertheless tended historically to be managerial in character and moralistic in tone, often expressing itself in congenially concise formulas (Monroe Doctrine, Manifest Destiny, Good Neighbor Policy) rather than in geopolitical initiatives of the kind familiar to students of state practice in the more contentious European arena.
Among historians two general viewpoints predominate. A mainstream outlook posits a well-intentioned if sometimes flawed American diplomacy that oscillates between international engagement and detachment but is mostly guided by a desire for peace, stability, and progressive development. A more critical revisionist view typically portrays an essentially expansionist, hegemonic state. Between these two outlooks a wide range of other scholarly assessments, most notably a more conservative "realist" critique of perceived liberal tendencies, invigorates the field intellectually.
Establishment and Consolidation, 1776–1815
The American diplomatic tradition arguably begins in the colonial period. The revolutionaries were heir to a well-informed, politically self-conscious citizenry. Their initial concern was survival. The Continental Congress secured the indispensable alliance with France (1778) that eventually helped bring independence. But it preferred to stress economic rather than political relations, presenting prospective partners with the so-called Model Treaty (1776) emphasizing commerce. After the Treaty of Peace, 1783, and the creation of the Constitution, the administration of President George Washington restored trade with Britain through Jay'S Treaty (1794). Pinckney'S Treaty (1795) recorded a southern boundary agreement with Spain. Washington'S Farewell Address (1796) also stressed trade and warned against "entangling alliances." But European politics persistently intruded, inspiring Congress to break with revolutionary France over the XYZ Affair (1798), which led to the termination of the alliance and to a naval "quasi-war" in 1798–1800 (see France, Quasi-War With). The Francophile President Thomas Jefferson, similarly beset, responded to French and British violations of America's neutral rights at sea with a trade embargo (1807) and the Nonintercourse Act (1809). These neoisolationist policies failed, and ensuing maritime and continental tensions led to the inconclusive War of 1812 with Britain (1812–1815). The agreement signed by the two countries in 1814 (see Ghent, Treaty of) registered the resulting stalemate and closed this first era of intense but finally profitable political engagement with a Europe that was conveniently preoccupied with the French revolutionary and Napoleonic wars.
Continental Expansion, 1803–1867
This period of dramatic enlargement is framed by the Louisiana Purchase (1803)—bought for $15 million from Napoleon and allowing a westward leap that doubled the size of the United States—and by the purchase of Alaska in 1867. It saw the acquisition of West Florida from Spain (1810) and the Adams-Onís Treaty (1819), which brought in East Florida, Spanish confirmation of the Louisiana Purchase, and a first window on the Pacific by cession of Spain's claims in the Northwest. The Rush-Bagot Treaty (1817) and other subsequent boundary agreements with Britain consolidated a demilitarized northern border. The Monroe Doctrine (1823) declared against both further European colonization in the Americas and any renewed projection of the European system in the Western Hemisphere. While this reflected rising American self-confidence, the doctrine's nineteenth-century viability rested with British naval power.
In the 1840s the Manifest Destiny concept expressed an intensified impulse toward western expansion. After the incorporation of Texas (1845), President James Polk's administration negotiated a favorable Oregon boundary settlement with Britain (1846) and, after a shrewdly manipulated crisis led to a successful war with Mexico, the 1848 peace agreement (see Guadalupe Hidalgo, Treaty of) brought California and a vast southwestern domain into the union. The Gadsen Purchase in Arizona (1853) and the later Alaska purchase completed the continental framework.
The impression of success in all these accomplishments is real; the appearance of inevitability is not. European machinations, Mexican resistance, and divisions at home had to all be surmounted or finessed. The desire for incorporation of larger parts of Mexico and Canada, and of certain Caribbean territories coveted by the southern slave states, were all frustrated for various reasons.
The Rise and Maturation of a World Power, 1860–1941
The Civil War inspired a vigorous diplomacy. The Confederacy tried to translate British and French establishment sympathy (not shared by the European working classes, which favored the Union) into recognition and support. President Abraham Lincoln and Secretary of State William Seward successfully prevented this. Northern wheat and sea power trumped Southern cotton in European calculations.
The rapid industrialization of the late-nineteenth-century United States produced at first a self-absorbed politics. Seward, a visionary, Pacific-focused expansionist, acquired Alaska and Midway Island. He called for an isthmian canal, but various executive initiatives in the Caribbean failed to gain support. In the early 1890s, Admiral Alfred Thayer Mahan's propagation of an imperial vision based on sea power heralded a revived expansionary mood. But it took the triumphant 1898 war with Spain, arising more directly out of the long Cuban rebellion, to propel the United States into world politics with subsequent control of the Philippines, Puerto Rico, and Guam, new positions in the Caribbean, and the formal acquisition of Hawaii. Substantial domestic opposition to this new American "empire" was overcome, and Secretary of State John Hay's Open Door notes to other powers in 1899–1900 signified a fresh American determination to share commercial opportunities and, by implication, political influence in China (see Open Door Policy).
President Theodore Roosevelt (1901–1909), an ardent nationalist, embodied the new activist tendency. In the Caribbean region, always a primary American interest, he created political conditions for the future Panama Canal at Columbia's expense, and closed the area to European military action by undertaking in the so-called Roosevelt Corollary to the Monroe Doctrine to be their self-appointed debt collector. He sent marines to quell various regional disturbances. More widely he mediated the Russo-Japanese peace settlement of 1905 and the Franco-German dispute over Morocco in 1907. His advocacy of a stronger navy and of an extended international law signified a commitment to both power and moral order, reflecting the self-confidence of the Progressive era.
The fuller implications emerged in the presidency of Woodrow Wilson. A supposed "idealist," the high-minded Wilson is perhaps better described as a passionate moralist and visionary. His multiple Caribbean interventions (most dramatically in the Mexican civil war), suggest continuity. He responded to the outbreak of World War I in Europe (August 1914) with two dangerously contradictory policies: neutrality but also, behind a show of legal impartiality, an opportunistically profitable economic relationship with Britain and France. The eventual German response of unrestricted submarine warfare forced America into the war. Wilson championed a rational, just peace. His Fourteen Points (1918) called inter alia for freedom of the seas, free trade, a wide degree of self-determination in Europe, and a postwar League of Nations. Having successfully orchestrated the armistice, he personally attended the 1919 Paris Peace Conference. His rigidly principled diplomatic style and his failure to collaborate with the resurgent Republicans at home or to win a liberal settlement from the war-embittered Allies contributed to a flawed peace agreement (see Versailles, Treaty of) and subsequently a failed campaign to secure congressional approval of American participation in the League. Wilson, incapacitated by illness during the final struggle with the Republican-dominated Senate, had nonetheless set a course for future American liberal internationalism.
During the Republican ascendancy (1921–1933), economic impulses (notably government retrenchment and active trade promotion) dominated foreign policy. War debt and reparations prolonged international tensions until the stabilizing United States–sponsored Dawes Planbr (1924) and Young Plan (1929) effected a short-term recovery. Politically the United States remained detached. The Washington Treaties of 1921–1922 fashioned a new Pacific geopolitics, but the real spur was the prospect of reduced naval spending. The illusory Kellogg-Briand Pact (1928) supposedly outlawing war, the largely rhetorical Stimson Doctrine (1931) denying recognition of Japanese conquests in China, and the spasmodic interest in joining the World Court were all characteristically gestural initiatives. After 1929 the deep and widespread economic depression produced dislocation, protectionism, and a politically radicalizing international system. But although President Franklin D. Roosevelt was comparatively active from 1933—announcing a Good Neighbor Policy toward Latin America, recognizing the Soviet Union, pushing through a Reciprocal Trade Agreements Act—his freedom to act in the developing European crisis was inhibited by encumbering neutrality legislation that reflected congressional and public opinion. The quasi-isolationist mood persisted after the outbreak of war in Europe (September 1939), but internationalist sentiment strengthened after the shocking fall of France, the encouraging survival of Britain, and the reelection of Roosevelt. American Lend-Lease to Britain (later to the Soviet Union and other countries) was followed by intensified economic pressure on Japan and a policy of naval harassment against Germany in the Atlantic. Roosevelt's proclamation with British prime minister Winston Churchill of the Atlantic Charter (August 1941), emphasizing freedom and democracy, reflected a growing sense of engagement that crystallized when the Japanese attack on Pearl Harbor on 7 December 1941, and Adolf Hitler's soon thereafter declaration of war, brought the United States into World War II.
From Great Power to Superpower, 1941–1991
The United States supported Britain materially during their successful military-strategic wartime partnership, while steadily committing it to open postwar imperial markets and to permit currency convertibility. Relations with the Soviet Union (also receiving American aid) were distantly collaborative but were undermined by the United States' resentment at delays in creating a second front and, as victory neared, the Soviet Union's increasingly exclusionary policies in eastern Europe, which clashed with Roosevelt's more universalistic visions. The crucial Yalta Conference (February 1945) left basic misunderstandings over Poland and eastern Europe, though the following Potsdam Conference produced tentative agreements over German administration and reparations. But in early 1946, persisting differences—intensified after the Hiroshima atom bomb led to the end of the Pacific war and by fresh Soviet expansionary political thrusts threatening Turkey and Iran—led to a confrontation between the United States and the Soviet Union in the United Nations. What came to be known as the "containment" policy, maintained throughout the Cold War, was inspired by the American diplomat George F. Kennan (who formulated it) and more generally by Churchill in his March 1946 Iron Curtain speech. The containment policy aimed to quell Russia's expansive tendencies, and it developed institutionally through the Truman Doctrine of 1947 promising aid to Greece and Turkey; the Marshall Plan of the same year offering aid for European economic recovery; and, finally, after a series of crises in 1948, through the formation of the North Atlantic Treaty Organization in 1949, committing the United States to protecting western Europe.
The containment policy endured as the Cold War enlarged to east Asia with the communist victory in China (1949) and the Korean War (1950–1953), which brought American commitments to protect South Korea, Japan, and Taiwan and to support France against nationalist and communist insurgency in Indochina. During Dwight D. Eisenhower's presidency, the Cold War expanded globally. From 1953 to 1954 the United States effectively deposed communist-supported governments in Iran and Guatemala. It declined to participate in the international Indochina settlement (see Geneva Accords of 1954) and launched an anticommunist regime in South Vietnam. New multilateral treaties—SEATO in 1954 covering Southeast Asia, and CENTO in 1959 focusing on the Middle East—completed the "containment" chain around the largely communist Eurasia.
Eisenhower proclaimed "liberation" but actually practiced containment. His "New Look" strategy, emphasizing nuclear rather than conventional weaponry, led to epidemic testing and a vastly enlarged arsenal. It helped prompt a nuclear arms race with the Soviets who responded in kind. U.S.–Soviet relations were erratic. Ameliorations after Stalin's death (1953), during the 1955 Geneva summit, and again with Soviet leader Nikita Khrushchev's 1959 visit to the United States, had their counterpoints in tensions over German membership in NATO, the Suez Crisis in 1956, the Cuban revolution in 1959, and the U-2 spy plane affair in 1960.
The brief but significant presidency of John F. Kennedy brought generational change, the Alliance for Progress (in Latin America), and the Peace Corps. A new "flexible response" based on augmented conventional forces replaced the atomic strategic emphasis. A crisis developed over Berlin, culminating in the creation of the Berlin Wall in 1961. In Cuba, after the failed Bay of Pigs Invasion in 1961 came the Cuban Missile Crisis, the dramatic confrontation of October 1962 between the Soviet Union and the United States over Soviet nuclear weapons in Cuba. The successfully resolved crisis led to the Nuclear Test Ban Treaty (1963) and, arguably, to a more assertive policy in Indochina, with troop levels reaching approximately 16,000 by November 1963 when Kennedy was assassinated.
President Lyndon B. Johnson enlarged the Vietnam War commitment in early 1965 to about 200,000 troops (later to nearly 550,000). The escalation, reinforced by systematic bombing, probably prevented a communist victory and was initially popular at home. But as troop levels and casualties rose from 1965 to 1968 without visible improvement, Americans became divided. The politically successful communist Tet Offensive in January 1968 forced profound reconsiderations. Peace talks began and continued sporadically under President Richard M. Nixon as fighting persisted. Nixon's Vietnamization policy allowed the steady extrication of American troops balanced by intensified bombing. The American withdrawal in 1973 and the communist victory in 1975 registered this regional failure.
Meanwhile, Nixon and his chief diplomatic adviser, Henry Kissinger, had developed an innovative triangular political strategy of détente with China and the Soviet Union. Groundbreaking agreements were signed in Moscow on strategic arms limitation and a range of economic, political, and cultural accords. The containment framework continued but was tempered now by increasing acceptance of Soviet legitimacy, manifest in further summits and in the Helsinki Accords (1975) accepting the dominant Soviet role in eastern Europe in exchange for commitments to enhanced human rights. This set the stage for the "human rights" foreign policy orientation from 1977 of President Jimmy Carter, a rationally oriented idealist who began with a treaty ceding the Panama Canal to Panama at a later date (with qualifying safeguards); Carter hoped to move American diplomacy from Cold War preoccupations toward broader socioeconomic global issues. He successfully brokered the Camp David Peace Accords between Israel and Egypt and intervened effectively in several Latin American issues. He negotiated a second strategic arms limitation treaty with Soviet leader Leonid Brezhnev. But the provocative Soviet invasion of Afghanistan in December 1979 ended détente. Carter responded with economic sanctions and plans for a rapid military buildup. But the revived tension, together with domestic economic problems largely caused by steeply higher oil prices and an Islamic revolution in Iran that led to the incarceration of American hostages, brought Republican Ronald Reagan to power in 1981.
In the 1980s we see two distinct phases. Within the context of renewed Cold War tensions, the primary emphasis was on refurbishing American military strength and morale. The comprehensive buildup was accompanied by a successful campaign to place Pershing missiles in Europe (countering Soviet targeting there) and low-risk but significant resistance to perceived Soviet or other communist expansion in Africa, Central Asia, and (especially) Central America. In that region, active subversion of the radical Sandinista regime in Nicaragua, support for conservative elements in El Salvador, and the Grenada Invasion of 1983 signified the new militance.
The 1985 emergence of Mikhail Gorbachev, a new Soviet leader, had profound consequences. Bent on diverting resources to domestic change, he engaged a steadily more receptive Reagan in a series of summit meetings from 1985 to 1989. Slowed by Reagan's insistence on developing a defensive nuclear shield (see Strategic Defense Initiative), these meetings produced a treaty in 1987 banning intermediate-range missiles, and another in 1989 looking to strategic arms reductions. Meanwhile, Gorbachev reduced conventional force levels in eastern Europe and permitted, during 1989, a remarkable series of political transformations to democratic rule in the region. He also allowed German reunification and continuing membership in NATO in exchange for economic assistance. The United States supported these moves, which ended the Cold War on a successful note. The Soviet Union dissolved in 1991.
The Post–cold War Search for Definition, 1991–2001
The first post–Cold War decade brought widespread political democracy and market capitalism but produced no striking new American conceptual or policy definition. President George H. W. Bush, successful in the Persian Gulf War of! 1991 against Iraq, anticipated a "new world order." The Muslim revival inspired notions of cultural-political confrontation. Subsequent references to "modernization" and "globalization" were similarly resonant but diffuse.
New political problems forced policy improvisations. Much of eastern Europe developed ties with NATO and the European Union. But Russia, still nuclear-armed, and undermined by weak leadership and corruption, was a principal object of American concern. The collapse of Yugoslavia and ensuing violence prompted President Bill Clinton's administration to intervene effectively in Bosnia and later in Kosovo. Diplomatic initiatives in the Middle East and Colombia were less successful. The principal emphasis was on the creation of enlarged, liberal trading regimes, notably through the North American Free Trade Agreement (1994), the World Trade Organization (1995), and the United States–China agreement (2000). President George W. Bush's initially more unilateralist approach (a nuclear defensive shield, suspicion of international environmentalism) was transformed by the terrorist assaults upon New York City and Washington, D.C., on 11 September 2001 into actively coalitional diplomacy and a commitment to "war on terrorism."
Bibliography
Combs, Jerald A. American Diplomatic History: Two Centuries of Changing Interpretations. Berkeley: University of California Press, 1983.
Graebner, Norman A. Ideas and Diplomacy. New York: Oxford University Press, 1964.
Hogan, Michael J., and Thomas G. Paterson. Explaining the History of American Foreign Relations. Cambridge, U.K., and New York: Cambridge University Press, 1991.
Hunt, Michael H. Ideology and U.S. Foreign Policy. New Haven, Conn.: Yale University Press, 1987.
—Fraser Harbutt