pmc.ncbi.nlm.nih.gov

SOX5 postmitotically regulates migration, postmigratory differentiation, and projections of subplate and deep-layer neocortical neurons

Abstract

Neocortical projection neurons exhibit layer-specific molecular profiles and axonal connections. Here we show that the molecular identities of early-born subplate and deep-layer neurons are not acquired solely during generation or shortly thereafter but undergo progressive postmitotic refinement mediated by SOX5. Fezf2 and Bcl11b, transiently expressed in all subtypes of newly postmigratory early-born neurons, are subsequently downregulated in layer 6 and subplate neurons, thereby establishing their layer 5-enriched postnatal patterns. In Sox5-null mice, this downregulation is disrupted, and layer 6 and subplate neurons maintain an immature differentiation state, abnormally expressing these genes postnatally. Consistent with this disruption, SOX5 binds and represses a conserved enhancer near Fezf2. The Sox5-null neocortex exhibits failed preplate partition and laminar inversion of early-born neurons, loss of layer 5 subcerebral axons, and misrouting of subplate and layer 6 corticothalamic axons to the hypothalamus. Thus, SOX5 postmitotically regulates the migration, postmigratory differentiation, and subcortical projections of subplate and deep-layer neurons.

Keywords: neocortex development, postmitotic mechanisms, pyramidal neurons, Sox genes, transcriptional enhancer


The neocortex is composed of six distinct layers, each containing a unique subset of projection (pyramidal) neurons with specific molecular profiles and axonal connectivities (13). Subcortical axons arise solely from deep-layer (L5 and L6) neurons, whereas upper-layer (L2–L4) neurons project intracortically. The first projection neurons, born from progenitors in the ventricular zone (VZ) (4, 5), migrate radially and settle within the preplate (PP), where they form the nascent cortical plate (CP) (6). Incoming CP neurons, which split the PP into the marginal zone (MZ) and subplate (SP), are generated sequentially so that early-born neurons occupy the deep layers and later-born neurons migrate past older neurons to settle in more superficial layers. The molecular mechanisms that regulate the laminar position and identity of projection neurons are being unraveled (3, 7). Previous studies suggested that neurons are specified at the time of their birth (2, 8). However, the extent to which postmitotic events contribute to their laminar and molecular identity remains an open question.

Fezf2 (Fezl or Zfp312) and Bcl11b (Ctip2) encode transcription factors enriched in and necessary for the development of L5 neurons (912). Here we show that the L5-enriched postnatal expression patterns of Fezf2 and Bcl11b are not acquired solely during neuronal generation but rather are the result of progressive refinement during postmigratory differentiation mediated by SOX5 (L-SOX5), a transcription factor that has been shown to regulate chondrogenesis, oligodendrogenesis, and the sequential generation of cortical neurons (1316). In this study, we show that Sox5 postmitotically controls the laminar positioning, molecular differentiation, and layer-specific pattern of subcortical axonal projections of SP and deep-layer neurons.

Results

SOX5 Expression in SP and L6 Projection Neurons Coincides with Fezf2 Downregulation.

From a previous microarray screen (12), we selected Sox5 for further studies based on its distinct early-postnatal expression pattern in the deep neocortical layers: high in SP and L6, and lower in L5. This pattern was opposite to Fezf2 expression, which was highest in L5 and weaker in L6 and SP (12). To examine the expression of SOX5 in relation to Fezf2 during cortical development, we used the Fezf2-Gfp BAC transgenic mouse (Fezf2-Gfp) (17), in which GFP is expressed in a Fezf2 pattern (Fig. 1). At embryonic day 12.5 (E12.5), SOX5 was present in PP neurons but was absent from VZ progenitors and migratory CP neurons, both of which highly expressed Fezf2-Gfp. Although at E14.5 SOX5 was expressed only weakly in newly postmigratory L6 and SP neurons, SOX5 was upregulated markedly in these neurons starting at E16.5. Coincidently, Fezf2, which was highly expressed by SP, L6, and L5 neurons at E14.5, was greatly downregulated in SP and L6 neurons by E16.5, thereby creating the L5-enriched expression pattern observed at postnatal day 0 (P0). These concurrent reciprocal changes in SOX5 and Fezf2 expression in SP and L6 neurons suggest that these genes are functionally related. This suggestion is also supported by the evolutionary conservation of these complementary patterns in the mid-fetal human neocortex [supporting information (SI) Fig. S1]. Retrograde axonal tracing further revealed that at P7, SOX5 was expressed by a great majority of corticothalamic and corticospinal neurons and by a small proportion of callosal projection neurons in the deep layers (Fig. S2). Together, these results show that SOX5 is expressed in different subclasses of projection neurons, and its expression in SP and L6 neurons is associated with the postmigratory downregulation of Fezf2.

Fig. 1.

Fig. 1.

SOX5 up-regulation in postmigratory SP and L6 neurons coincides with Fezf2 downregulation. Neocortex of Fezf2-Gfp (green) transgenic mice immunostained for SOX5 (red). Dashed lines indicate pial surface. At E12.5, SOX5 is expressed in PP neurons but not in Fezf2-Gfp-positive VZ progenitors. At E14.5, SOX5 is weakly expressed in Fezf2-Gfp-positive postmigratory CP neurons. Starting at E16.5, concomitant with Fezf2-Gfp downregulation, SOX5 expression is upregulated in SP and L6 neurons. At early postnatal ages, SOX5 is expressed in most SP and L6 neurons and in some L5 and L2-3 neurons, whereas Fezf2 is expressed highly in L5 neurons and weakly in L6 and SP neurons.

Neocortical Fezf2 Expression Is Altered in Sox5 KO Mice.

The complementary spatiotemporal expression patterns of SOX5 and Fezf2 suggest that SOX5 might regulate Fezf2 expression. Therefore, we analyzed Fezf2 expression in Sox5-null mice (KO; −/−), which exhibit a cleft palate and die hours after birth (13). Strikingly, in P0 KO neocortex, the pattern of Fezf2 mRNA and Fezf2-Gfp expression was shifted compared with heterozygotes (Het; +/−), with the highest levels in the deepest part of the KO neocortex (Fig. 2A). More importantly, Fezf2 mRNA expression, analyzed by quantitative RT-PCR, was significantly increased about twofold in the KO neocortex (Fig. 2B). These data indicate that Fezf2 expression is upregulated in the absence of Sox5, and its normal L5-enriched pattern is shifted toward deeper parts of the neocortex, consistent with a role of SOX5 in repressing Fezf2 in SP and L6 neurons.

Fig. 2.

Fig. 2.

SOX5 regulates Fezf2 expression and binds and represses the activity of a conserved enhancer near Fezf2. (A) In P0 Sox5−/− neocortex, Fezf2 mRNA and Fezf2-Gfp expression were shifted toward deeper laminar positions. n ≥ 2 per genotype. (B) Quantitative RT-PCR of neocortical mRNA normalized to Gapdh. Fezf2 mRNA levels increased 2.0 ± 0.39-fold in Sox5−/− neocortex. n = 2 per genotype. (C) Evolutionary conservation of the human 434 enhancer region and predicted SOX5 binding sites (underlined). (D) ChIP assays in P0 cortices. DNA fragments immunoprecipitated with IgG, anti-SOX5, or anti-RNA polymerase II antibodies were analyzed by PCR with primers specific for the predicted SOX5 sites. (E) Luciferase constructs used in (F). Wild-type (wt) or mutated (mut) (red) SOX5 binding sites (underlined) were inserted downstream of luciferase. (F) Luciferase assays in N2a cells transfected with pCAG-Sox5 (black bars) or empty pCAGEN (gray bars). Sox5 repressed luciferase activity of wt and mut1–4 constructs by 51.5% ± 1.7%, 39.7% ± 2.5%, 49.6% ± 1.8%, 39.5% ± 6.7%, and 0.06% ± 0.01%, respectively. n = 6 per condition. Error bars represent 95% confidence levels. Student's t test, *P < 0.05; **P < 0.01; ***P < 0.001.

SOX5 Binds and Represses an Evolutionarily Conserved Enhancer Near the Fezf2 Gene.

To explore a mechanism by which SOX5 represses Fezf2 expression, we examined putative regulatory sequences near the Fezf2 genomic locus. An evolutionarily conserved region (434 enhancer) downstream of the human FEZF2 transcription start site exhibits enhancer activity resembling the pattern of Fezf2 in E11.5 transgenic mice (VISTA Enhancer Browser) (Fig. S3A–C) (18). Furthermore, the orthologous mouse sequence exhibited activity in deep-layer neurons similar to endogenous Fezf2 expression (Fig. S3D). These results, although not definitive, suggest that this enhancer regulates Fezf2 transcription. Analysis using MatInspector revealed that this putative Fezf2 regulatory element contains two pairs of highly conserved consensus binding sites for SOX5 (Fig. 2C). To determine SOX5 binding of these sites, we performed chromatin immunoprecipitation (ChIP) with cortices dissected from P0 mice, using KO mice to control for possible nonspecific antibody binding (n = 2 per genotype). Both of the anti-SOX5 antibodies used specifically precipitated this DNA in Het but not KO mice, confirming in vivo binding of SOX5 (Fig. 2D). To test whether SOX5 binding has functional consequences, we cloned the 82-bp sequence containing both pairs of SOX5 binding sites, as well as mutated versions thereof, downstream of the luciferase reporter gene for luciferase assays in N2a cells (Fig. 2 E and F). SOX5 significantly repressed the activity of the wild-type enhancer by 51.5% ± 1.7%. Mutating the binding sites rescued the repression to varying degrees, whereas mutations in all four sites rescued the repression almost completely. Collectively, these results indicate that SOX5 binds to and represses the activity of a conserved enhancer element proximal to the Fezf2 locus.

Alterations in Expression Pattern of Subplate and Deep-Layer Markers in Sox5 KO Neocortex.

Next, we analyzed the cytoarchitecture and marker expression of the P0 KO brain. Nissl staining revealed no gross structural abnormalities (Fig. S4). However, a well-delineated SP was absent in the KO neocortex. The expression of RELN, a marker of layer 1 (19), was not affected (Fig. S5A). Expression of Ctgf, a marker of SP (20), was reduced dramatically in the KO neocortex. Tle4, a marker of L6 and SP (21), was unperturbed in deep CP but was largely lost below, where the SP normally is situated (Fig. S5B). ZFPM2 (FOG2) (12) and TBR1 (22), both normally expressed in L6 and SP neurons, exhibited slightly reduced expression in the KO neocortex. A number of ZFPM2- and TBR1-expressing neurons were positioned ectopically in the upper layers (Fig. S5B). Analysis of L5 markers BCL11B (10) and ETV1 (ER81) (23) showed striking shifts toward deeper positions in the KO neocortex, similar to Fezf2 (Fig. S5C). However, in lateral KO neocortex, BCL11B was dramatically downregulated, and the ETV1 shift was less prominent (data not shown), indicating possible alterations in areal patterning. Rorb, a marker of L4 (24), and CUTL1 (CUX1) (25), a marker of the upper layers, were largely unaffected (Fig. S5D). These data show that loss of SOX5 specifically affects deep-layer gene expression, decreasing the expression of SP and L6 markers and shifting the expression of BCL11B, ETV1, and Fezf2 from L5 to deeper positions in the neocortex.

Deep-Layer Neurons Exhibit Mixed Molecular Properties in Sox5 KO Neocortex.

To examine the molecular properties of the KO neocortex further, we analyzed whether markers typically selective for L5 or L6 became abnormally coexpressed. At P0, BCL11B and ZFPM2 normally are highly expressed in L5 and L6, respectively, with little overlap. To quantify their co-expression, the distribution of cells singly expressing BCL11B or ZFPM2 or co-expressing both was analyzed (Fig. 3A). In the KO neocortex, the number of cells co-expressing BCL11B and ZFPM2 increased significantly compared with the Het neocortex. Because Het and KO mice express lacZ from the Sox5 locus in a Sox5 pattern, lacZ staining was used to mark neurons that normally would express Sox5. In the Het neocortex, Fezf-Gfp was expressed only occasionally in lacZ-expressing neurons. In the KO neocortex, lacZ-expressing neurons co-expressed Fezf2-Gfp extensively (Fig. 3B), indicating an upregulation of Fezf2 in these cells in the absence of Sox5. In a very small number of KO mice that survived past birth (4 of > 200 KO mice), possibly because of variability in cleft palate severity, BCL11B, ZFPM2, and Fezf2-Gfp co-expression persisted at P7 (Fig. S6A). Collectively, these data indicate that some neurons in the KO neocortex exhibit abnormal mixed molecular properties of both L5 and L6. However, numerous neurons maintained normal single expression of BCL11B or ZFPM2, indicating that not all deep-layer neurons became molecularly mixed in the KO neocortex.

Fig. 3.

Fig. 3.

Postmigratory downregulation of Fezf2 and BCL11B in SP and L6 neurons requires SOX5. (A) At P0, BCL11B (green) and ZFPM2 (red) were coexpressed (yellow) in the deep layers in only a small proportion of neurons in Sox5+/− neocortex but in a large proportion of neurons in Sox5−/− neocortex. n = 2 per genotype. (B) At P0, lacZ (red) expressed from the Sox5 locus and Fezf2-Gfp (green) were coexpressed (yellow) rarely in Sox5+/− but extensively in Sox5−/− neocortex. n = 3 per genotype. (C) At E12.5 and E14.5, ZFPM2-positive neurons (red) co-expressed high levels of Fezf2-Gfp (green) and BCL11B (blue) in both Sox5+/− and Sox5−/− neocortex. At E16.5, ZFPM2-positive neurons downregulated Fezf2-Gfp and BCL11B in Sox5+/− but not in Sox5−/− neocortex. (D) Neurons born at E11.5 were labeled by injection of IdU (red). At E14.5, IdU-labeled neurons co-expressed high levels of Fezf2-Gfp and BCL11B in both Sox5+/− and Sox5−/− neocortex. At E16.5, IdU-labeled neurons downregulated Fezf2-Gfp and BCL11B in Sox5+/− but not Sox5−/− neocortex. At P0, high levels of Fezf2-Gfp and BCL11B remained in IdU-labeled neurons in Sox5−/− neocortex. (E) Quantitative analysis of cells labeled by E11.5 IdU injection expressing BCL11B (blue lines) and Fezf2-Gfp (green lines) in Sox5+/− (solid lines) and Sox−/− (dashed lines) neocortex. n = 2 per genotype. Error bars represent S.E.M. Student's t test, *P < 0.05, **P < 0.01.

SP and L6 Neurons Fail to Down-Regulate Fezf2 and BCL11B in Sox5 KO Neocortex During Late Embryonic Development.

The mixed molecular identities of neurons in the postnatal KO neocortex could be caused by abnormal induction of BCL11B and Fezf2 or by their failed downregulation after transient expression. The latter possibility is supported by the downregulation of initially high Fezf2 expression in normal SP and L6 neurons between E14.5 and E16.5 (Fig. 1). Therefore, we examined the co-expression of Fezf2-Gfp, BCL11B, and ZFPM2 during embryonic development. Remarkably, in the E12.5 and E14.5 Het neocortex, before the onset of high SOX5 expression, the majority of ZFPM2-expressing PP, SP, and L6 neurons co-expressed high levels of Fezf2-Gfp and BCL11B (Fig. 3C). Coinciding with increased SOX5 expression in SP and L6 at E16.5, BCL11B and Fezf2-Gfp expression showed reduced overlap with ZFPM2, indicating that the postnatal expression patterns of these markers were acquired progressively through the downregulation of Fezf-Gfp and BCL11B by ZFPM2-expressing SP and L6 neurons. We further confirmed that this downregulation occurred intrinsically by birth-dating SP and L6 neurons born at E11.5 with 5-iodo-2-deoxyuridine (IdU). In Het neocortex, a large proportion of neurons born at E11.5 expressed high levels of Fezf2-Gfp or BCL11B at E14.5 (59.9% ± 6.5% and 73.9% ± 5.3%, respectively) (Fig. 3 D and E), whereas a smaller proportion did so at E16.5 (26.0% ± 3.3% and 32.2% ± 3.4%). By P0, only a small proportion of these neurons expressed either gene at detectable levels (11.6% ± 2.7% and 12.2% ± 2.1%).

In the E12.5 and E14.5 KO neocortex, Fezf2-Gfp, BCL11B and ZFPM2 were co-expressed in CP neurons, as found in Het neocortex (Fig. 3C). However, this co-expression was aberrantly maintained at high levels in the E16.5 and P0 KO neocortex (Fig. 3C and data not shown). Similarly, the proportion of E11.5 IdU-labeled neurons highly expressing Fezf2-Gfp or BCL11B in the E14.5 KO neocortex (52.9 ± 4.2% and 67.4 ± 4.4%, respectively) (Fig. 3 D and E) was comparable to that in the Het neocortex. However, a high proportion of these neurons maintained strong expression of Fezf2-Gfp or BCL11B at E16.5 (46.6% ± 7.4% and 70.7% ± 2.2%, respectively) and P0 (48.4% ± 3.1% and 71.0% ± 2.6%, respectively), indicating that these genes were not downregulated appropriately.

Collectively, these data indicate that newly postmigratory SP and L6 neurons transiently expressed and, during differentiation, progressively downregulated molecular markers postnatally enriched in L5 neurons. The timing of this postmitotic refinement coincides with the upregulation of SOX5 expression in these neurons, and in the KO neocortex postnatal Fezf2-Gfp and BCL11B expression is maintained abnormally in SP and L6 neurons because of the failure of this downregulation.

Laminar Positioning Defects of Subplate and Deep-Layer Neurons in Sox5 KO Neocortex.

The ectopic ZFPM2- and TBR1-expressing neurons in the upper layers of the KO neocortex suggest alterations in neuronal migration. Therefore, we used 5-chloro-2-deoxyuridine (CldU) and IdU to birth-date SP and deep-layer neurons at E11.5, E12.5, and E13.5 (n = 3 per genotype) and upper-layer neurons at E15.5 and E16.5 (n = 2) and then analyzed their radial distribution at P0 (Fig. S7). In the KO neocortex, neurons labeled at E11.5 and E12.5 shifted dramatically away from the SP toward more superficial layers. Many E11.5-labeled neurons were positioned immediately below layer 1, suggesting that some SP neurons were not separated from the MZ during PP splitting, as shown by Lai et al. (14). The distribution of upper-layer neurons labeled at E15.5 and E16.5 were normal in the KO cortex, indicating that the migration defects in the KO cortex specifically affected early-born SP and deep-layer neurons.

Aberrant Preplate Splitting Caused by Premature Migration Arrest in Sox5 KO Neocortex.

To analyze further the partitioning of the PP, we examined expression of PP, SP, and L6 markers at E14.5 (Fig. 4A). In the Het neocortex, MAP2 expression formed distinct bands in the MZ and SP. In the KO neocortex, SP expression of MAP2 is lost, and the domain of MAP2 expression in the MZ is expanded. The expression of ZFPM2, TBR1, and lacZ shifted to the upper edge of the CP, immediately below the MZ. To investigate further the relative positions of early-born SP and L6 neurons, we injected IdU at E11.5 and CldU at E12.5 and examined labeled cells at E14.5 (Fig. 4 B and C). In the Het neocortex, cells labeled at E11.5 occupied the SP, with those labeled at E12.5 immediately above in the SP and deep CP. In the KO neocortex, cells labeled at E11.5 occupied the upper edge of the CP (Fig. 4B), immediately below the MZ, whereas those labeled at E12.5 were positioned just below. Therefore, in the KO neocortex, neurons born at E12.5 failed to migrate past those born 1 day earlier, prematurely arresting immediately below and resulting in failed PP splitting and an inversion of the early-born neurons.

Fig. 4.

Fig. 4.

Failed preplate splitting caused by premature migration arrest of early-born neurons in Sox5 KO neocortex. (A) E14.5 neocortex immunostained with indicated antibody (red) and counterstained (blue). In Sox5−/− mice, neurons expressing SP markers were ectopically present in the upper portion of CP (arrowheads). The expected location of SP in the KO neocortex is indicated (asterisks). (B) E14.5 neocortex of embryos injected with IdU (red) at E11.5 and CldU (green) at E12.5. In Sox5+/− neocortex, IdU-labeled cells were positioned below CldU-labeled cells in the SP. In Sox5−/− neocortex, IdU-labeled cells (arrowheads) were ectopically positioned in the upper CP and above CldU-labeled cells. (C) Radial distribution of IdU- and CldU-labeled cells. n = 3 per genotype. Error bars represent S.E.M. Student's t test, *P < 0.05.

Loss of Subcerebral and Misrouting of Corticothalamic Projections in Sox5 KO Mice.

The KO defects in SP, which is critical for proper targeting of subcortical axons (26, 27), prompted us to investigate whether projections were altered. To analyze layer-specific projections, we anterogradely traced subcortical axons using GFP expressed from two layer-specific transgenes; Fezf2-Gfp, highly expressed in L5 neurons, and Golli-Gfp, exclusively expressed in SP and L6 neurons (28). In the P0 Het brain, both Fezf2-Gfp- and Golli-Gfp-positive corticothalamic axons were abundantly present and invaded the dorsal thalamus via separate paths (Fig. 5 A and C). In the KO brain, Fezf-Gfp-positive axons reaching the dorsal thalamus were greatly reduced, and their paths in the internal capsule lacked stereotypical organization (Fig. 5A). Strikingly, Golli-Gfp-positive axons failed to enter the internal capsule, and none reached the dorsal thalamus (Fig. 5C). Sections through the pons revealed tightly bundled Fezf-Gfp-positive subcerebral axons in the Het mice (Fig. 5A). In the KO mice, only a few small bundles of Fezf-Gfp-positive subcerebral axons reached the pons. Although numerous Golli-Gfp-positive axons innervated the pons in the Het mice, none reached any subcerebral levels in the KO mice (Fig. 5C).

Fig. 5.

Fig. 5.

Loss of L5 subcerebral projections and misrouting of SP and L6 projections into the hypothalamus of Sox5 KO mice. Fezf2-Gfp-positive axons (green, A and B) originate mainly from L5, and Golli-Gfp-positive axons (green, C and D) arise from L6 and SP. At P0, Sox5−/− mice exhibited loss of internal capsule (IC) organization, a dramatic decrease of Fezf2-Gfp-positive axons (A), and complete loss of Golli-Gfp-positive axons (C) in dorsal thalamus (Th) (open arrowheads), fornix (Fr), and pons (solid arrowheads). An aberrant tract containing both Fezf2-Gfp-positive and Golli-Gfp-positive axons was misrouted to the hypothalamus (Hyp) (arrows). Dashed lines indicate the forebrain-midbrain border. n > 5 per genotype. (B and D) Coronal sections through the caudal cerebrum immunostained for melanin-concentrating hormone (MCH) (red), a marker of the LHA. In Sox5−/− mice, the Fezf2-Gfp-positive and Golli-Gfp-positive axons deviated from the cerebral peduncle (Cpd) and aberrantly entered the LHA (arrows).

Analysis of KO brain also revealed numerous misrouted Fezf-Gfp- and Golli-Gfp-positive axons, most prominently an aberrant tract misdirected into the hypothalamus (Fig. 5 A and C), indicating defects in axonal pathfinding. At caudal levels of the Het cerebrum, Fezf-Gfp- and Golli-Gfp-positive axons were present in the cerebral peduncles but not in the lateral hypothalamic area (LHA) marked by immunostaining for melanin-concentrating hormone (Fig. 5 B and D) (29). In the KO caudal cerebrum, however, Fezf-Gfp- and Golli-Gfp-positive axons were significantly reduced in the cerebral peduncles and aberrantly invaded the LHA. Serial sections through the rostral midbrain revealed that these aberrant axons were not present at any subcerebral levels (data not shown), indicating that they terminated within the hypothalamus. These axon defects, which persisted in P7 KO mice (Fig. S6B), were confirmed pan-cortically using the Emx1-Cre;CAG-Cat-Gfp transgenic mice (30) that expressed GFP in axons arising from all cortical projection neurons (Fig. S8A–C) and by immunostaining for L1-CAM (Fig. S6B). Furthermore, diotadecyl-tetramethylindocarbocyanine (DiI) retrograde tracing from the dorsal thalamus confirmed a significant decrease in corticothalamic axons and revealed a shift in their laminar origin in the KO mice (Fig. S8D–F), consistent with migration defects. Taken together, these data indicate that multiple subcortical projections were reduced dramatically and were misrouted to the hypothalamus in the KO mice. This disruption was layer specific, affecting axons arising from SP and L6 neurons more severely than those from L5. Importantly, despite aberrant maintenance of Fezf2 and BCL11B expression, L6 and SP neurons did not acquire the subcerebral connectivity of L5 neurons in the KO mice.

Sox5 Is Insufficient to Induce Ectopic Subcortical Axonal Projections or Respecify Normal Callosal Projections.

To determine whether SOX5 is intrinsically sufficient to induce subcortical axonal projections, we carried out in utero electroporation (31) at E15.5 to overexpress SOX5 specifically in upper-layer neurons (Fig. 6). To control for timing of injection, a Sox5 overexpression construct with the GFP reporter was injected into one cortical hemisphere, and a control RFP construct was injected into the contralateral hemisphere (n = 4). At P7, SOX5 overexpression was confirmed in electroporated GFP-expressing neurons by immunofluorescent staining (Fig. 6D). Some surrounding neurons endogenously expressed low levels of SOX5, confirming that SOX5 is weakly expressed by normal upper-layer neurons at this age (Fig. 1). Both control RFP-positive and SOX5-overexpressing GFP-positive neurons exhibited typical pyramidal morphology and normal radial distribution (Fig. 6A). Analysis of projections revealed that SOX5-expressing GFP-positive axons were indistinguishable from RFP control, abundantly entering the corpus callosum and extending short branches to the upper striatum (Fig. 6 A and B), consistent with previous data that some upper-layer neurons normally extend short axon branches to the dorsal striatum (12, 32). Neither RFP- nor GFP-expressing axons reached the internal capsule or thalamus or any subcerebral levels (Fig. 6C). Consistently, overexpression of SOX5 by electroporation at E12.5 and E14.5 (data not shown) also failed to suppress callosal axons or induce additional subcortical projections. Together, these results show that SOX5 overexpression is not sufficient to respecify callosal projections or to induce ectopic subcortical axonal projections.

Fig. 6.

Fig. 6.

Sox5 overexpression is insufficient to respecify upper-layer callosal projections or induce ectopic subcortical projections. Both control RFP-positive axons (red) and SOX5-overexpressing GFP-positive axons (green) abundantly crossed the corpus callosum (A) and, to a small extent, entered the upper striatum (Str) (B). (C) Neither RFP-positive nor GFP-positive axons projected to the thalamus (Th) or internal capsule (IC). (D) Immunostaining for SOX5 (red) confirmed high expression of SOX5 in virtually all GFP-positive neurons (arrowheads) and weak endogenous SOX5 expression in some GFP-negative upper-layer neurons.

Discussion

In this study, we show that SOX5 postmitotically controls the molecular identity, laminar positioning, and axonal connectivity of early-born neocortical projection neurons. Our data revealed that laminar-specific neuronal identities are not acquired solely during neuron birth but rather are refined by SOX5 during postmigratory differentiation. Specifically, we show that Fezf2 and Bcl11b transiently exhibit broader expression in newly postmigratory SP, L6, and L5 neurons and subsequently undergo SOX5-dependent progressive refinement to establish their postnatal L5-enriched patterns. Consistent with this function, SOX5 binds and represses a conserved enhancer near the Fezf2 locus. In the absence of Sox5, this downregulation fails, and strong expression of Fezf2 and Bcl11b thus remains in postnatal SP and L6 neurons (Fig. S9A). This downregulation of transient Fezf2 or Bcl11b expression is distinct from mechanisms that suppress them in upper-layer neurons, which do not express these genes at any time during development (33, 34), but is consistent with a wider role of transcriptional repression in controlling neuronal identities (35).

In addition to postmigratory differentiation, we also showed that Sox5 is required for newborn deep-layer but not upper-layer neurons to migrate past earlier-born neurons. In the Sox5 KO neocortex, PP segregation failed, and the deep layers were specifically inverted. The onset of SOX5 expression during the final stage of migration in some CP neurons is consistent with a cell-autonomous role in this process. However, it also is possible that abnormalities in SP development can affect migration in a manner that is not cell autonomous. Interestingly, neurons deficient in Fezf2 or Bcl11b (912) or overexpressing Fezf2 (12) do not exhibit migration defects, suggesting additional targets downstream of SOX5.

Furthermore, layer-specific anterograde tracing revealed that, in the Sox5 KO brain, corticothalamic and subcerebral axons originating from L5 neurons are severely reduced, whereas those arising from SP and L6 neurons are lost almost completely and are misrouted to the hypothalamus (Fig. S9B). Our model of Sox5 function contrasts with that of Lai et al. (14), who recently proposed that the sequential generation of corticofugal neurons is accelerated in the Sox5 KO brain, so that L5 subcerebral neurons are generated in place of SP and L6 neurons because of the premature induction of BCL11B expression, leading to exuberant subcerebral projections. Our data show that SOX5 is required for the postmitotic downregulation of transient Fezf2 and BCL11B expression in SP and L6 neurons, a mechanism distinct from premature induction. Moreover, our pan-cortical anterograde tracing further revealed a marked overall reduction in subcerebral projections in the Sox5 KO brain.

In conclusion, our data indicate that classic aspects of neuronal identity such as laminar position and gene expression are not solely or terminally specified during the birth of neurons from progenitors or shortly thereafter. Rather, postmitotic events also are required to refine their distinct identities. Thus, our study indicates that both pre- and postmitotic molecular mechanisms contribute to the acquisition of laminar position, neuronal identity, and connectivity in the cerebral cortex.

Materials and Methods

Animals.

All experiments were carried out in accordance with a protocol approved by the Yale Committee on Animal Research.

Luciferase Assays.

N2a cells were transfected with pCAG-Sox5 or empty pCAGEN, firefly luciferase (pGL3) containing wild-type or mutated SOX5 binding sites and Renilla luciferase (pRL-SV40) and were assayed 48 h later.

Chromatin Immunoprecipitation.

P0 cortices of KO and Het mice were minced, cross-linked with 1 mM disuccinimidyl glutarate and 1% formaldehyde, and processed using EZ-ChIP (Millipore). Capture of the enhancer region was tested by PCR using primers ChIP-F, TGGACTTTTCTTTTCTGCCTCT and ChIP-R, CATGCACATGCAAAACACAG.

In Utero Electroporation.

Approximately 2 μl of DNA (4 μg/μL) were injected into the lateral ventricles and transferred into VZ cells by electroporation (five 50-ms pulses of 40 V at 950-ms intervals).

Further experimental details can be found in SI Materials and Methods.

Supplementary Material

Supporting Information

Acknowledgments.

We thank M. Nobrega and L. Pennacchio for enhancer information, E. Jacobs and A. Campagnoni (UCLA), T. Iwasato (RIKEN Brain Science Institute), and M. Colbert (Cincinnati Children's Hospital Center) for providing mice, and R. Sears and R. DiLeone for help with hypothalamus anatomy. This study was supported by National Institutes of Health Grant NS054273, March of Dimes Foundation Grant 6-FY05-73, the Whitehall Foundation (N.S.), and the Canadian Institutes of Health Research (K.Y.K).

Footnotes

The authors declare no conflict of interest.

This article is a PNAS Direct Submission.

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