Retrotransfer or gene capture: a feature of conjugative plasmids, with ecological and evolutionary significance -- Szpirer et al. 145 (12): 3321 -- Microbiology
- ️Wed Dec 01 1999
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© 1999 Society for General Microbiology
Review Article |
Laboratoire de Génétique des Prokaryotes, Université Libre de Bruxelles, IBMM, B-6041-Gosselies, Belgium1
Laboratory for Microbial Ecology and Technology, University of Gent, B-9000 Gent, Belgium2
Environmental Technology, Flemish Institute for Technological Research, VITO, B-2400 Mol, Belgium3
Laboratory of Microbiology, Radioactive Waste & Clean-up Division, Center of Studies for Nuclear Energy, SCK/CEN, B-2400 Mol, Belgium4
Author for correspondence: Max Mergeay. Tel: +32 14 333440. Fax: +32 14 320313. e-mail: mmergeay{at}sckcen.be
Keywords: Retrotransfer, horizontal gene transfer, chromosomal gene capture, broad-host-range plasmids, bacterial evolution
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Overview and general definition |
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The traditional view on bacterial conjugative gene exchange is a gene flow from the plasmid-containing donor strain into the plasmid-free recipient strain. When mobilization of non-conjugative plasmids is described, it is either a biparental mating with a donor containing both conjugative and a non-conjugative but mobilizable (Mob+) plasmids, and a plasmid-free recipient, or a triparental mating with a donor, containing the Mob+ plasmid, a helper strain harbouring a conjugative helper plasmid, and again a plasmid-free recipient strain. In these scenarios, mobilization was always considered as a gene flow from the original donor to the recipient strain. However, the first report of gene flow at high frequencies in two directions was published by Mergeay et al. in 1987







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Capture of chromosomal markers |
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The capture of chromosomal markers was first observed during conjugation mediated by derivatives of IncP plasmids carrying a transposable element (Mergeay et al., 1984









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Fig. 1. Schematic of an RP4::Mu3A-mediated cross designed to distinguish retrotransconjugants from direct transconjugants [inspired from data published in Mergeay et al. (1987)![]() |
This unconventional direction of gene flow, a plasmid-mediated capture of chromosomal traits, was later also observed in several homologous matings involving a wide variety of bacterial species, including Ralstonia eutropha, Salmonella typhimurium, Methylobacillus flagellatus (Kletsova & Tsygankov, 1990







The data summarized above suggest the following.
(1) Retromobilization is not a rare event. Its frequency can be as high as the frequency of direct mobilization, suggesting that both types of transfer occur at about the same time after contact between the mating partners.
(2) Recovery of recombinant R-primes carrying chromosomal genes from either partner and the identical linkage values observed in both transfer directions indicates that the conjugative plasmid should enter the recipient, express at least part of the information it carries and interact with the recipient chromosome to promote retrotransfer.
(3) Mobilization of chromosomal genes requires transposon-mediated integration of the conjugative plasmid into the chromosome. The similarity of mobilization frequencies in both directions suggests that the conjugative plasmid integrates at about the same frequency into either partner and that it quickly reaches an equilibrium between episomes (integrated replicons) and autonomous plasmids. Whether mating can stimulate mini-Mu-mediated integration of the conjugative plasmid into the recipient chromosome remains an open question deserving further investigation.
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Capture of plasmids |
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As they mobilize and retrotransfer chromosomal genes, conjugative plasmids can also mobilize and retrotransfer non-conjugative plasmids. Retromobilization of plasmids soon became the most common assay for retrotransfer. ‘Promiscuous’ IncQ plasmids (Tra- Mob+) were most often used in these assays. However, many other plasmids can be retromobilized (Top et al., 1991





View this table: [in this window] [in a new window] | Table 1. (Retro)mobilization of non-conjugative plasmids from ‘donor’ strains by conjugative plasmids in the same ‘donor’ strain or in the final ‘recipient’ strain |
pRK2013 provides a particularly good illustration of plasmid ‘capture’. In this derivative of RP4, oriV has been replaced with the replication origin of the ColE1 plasmid (Figurski & Helinski, 1979




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The mechanism of retrotransfer |
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The observation that retrotransfer and direct transfer occur at about the same time and that retrotransfer does not require replication of the retromobilizing plasmid in the recipient led to a detailed analysis of the retrotransfer mechanism. First, two opposite models were proposed, a unidirectional and a bidirectional model. The unidirectional model involves two transfer events that are indistinguishable from standard conjugation, i.e. transfer of the Tra+ plasmid from the donor to the recipient, expression of all the tra genes in the recipient, and mobilization (retrotransfer) of the Tra- Mob+ plasmid from the recipient to the original donor. In the bidirectional model, it is assumed that the bridge made in the first conjugation event (from donor to recipient) can be used for, or at least help, the movement of DNA in the opposite direction (from the recipient to the donor). Mathematical equations were designed for both models, assuming that they could be distinguished. The bidirectional mechanism was associated with the ‘one-step’ mathematical model and the unidirectional mechanism with the ‘two-step’ mathematical model. The data reported for the RP4 and TOL plasmids fitted the ‘one-step’ model (Top et al., 1992









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Retrotransfer mediated by BHR plasmids |
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Since retrotransfer is thought to have special bearing on natural gene dissemination in the environment and to horizontal gene transfer, it is of interest here to focus on BHR plasmids in relation to retrotransfer.
BHR conjugative plasmids, or plasmids that can efficiently cross taxonomic barriers, belong to very few families: IncP, IncW and, to a lesser extent, IncN. In practice, plasmids able to cross the barrier between Esc. coli and Pseudomonas have been placed ipso facto in this category. Yet the phylogenetic tree based on 16S rRNA sequences shows that enterics and pseudomonads are quite close to each other within the group of the -Proteobacteria (Woese, 1987
).
Therefore, to maintain the relevance of the term ‘BHR plasmids’ in the perspective of gene dissemination and capture, we propose to limit its definition, applying it only to those (conjugative) plasmids that can cross at least the barrier between bacteria belonging to two different branches of the Proteobacteria. IncP and IncW plasmids surely match this definition. For IncP, the transfer range even spans as many as five branches within the domain of Bacteria (Proteobacteria, Firmicutes (Gram-positive), Cyanobacteria, green sulfur bacteria and Bacteroides/Cytophaga), extending even to the Eucarya such as yeast (Bates et al., 1998 ). We also see that most of the known Inc groups have in fact a narrow host range. An assay (triparental exogenous isolation) has been developed to specifically isolate plasmids that can cross the barrier between
- and ß-Proteobacteria (Top et al., 1994
; Smit et al., 1993
). This procedure has revealed a series of new plasmids that were shown to have a BHR, some of which appear quite different from the familiar IncP or IncW plasmids. These BHR plasmids were tested and compared with RP4 and R388 for the efficiency of different types of biparental transfer: direct mobilization of an IncQ plasmid from Esc. coli to R. eutropha was compared to retromobilization (also called retrotransfer), and inter-‘male’ mobilization; the latter represents a mating in which both parental strains contain the same conjugative plasmid from the beginning of the mating (Table 2
). The transfer functions seem to be adequately expressed in both hosts (except for pEMT1k and pIPO2k): the plasmids can self-transfer from R. eutropha into Esc. coli (at a frequency of 10-3 to 1 per donor, depending on the plasmid) and conversely from Esc. coli into R. eutropha (at a frequency of 10-4 to 10-1, except pEMT1k and pIPO2k). However, the efficiency of retromobilization of the mobilizable IncQ plasmid pMOL187 differs strongly between the BHR plasmids, ranging through six orders of magnitude (Table 2
). For two of the six new BHR plasmids, pIPO2k and pMOL96, the frequency of retrotransfer of the IncQ vector from Esc. coli to R. eutropha is respectively six and three orders of magnitude higher than the frequency of self-transfer and establishment of the conjugative BHR plasmid from R. eutropha to Esc. coli during the same mating. This suggests that the low self-transfer frequency of these BHR plasmids is not due to inefficient transfer but to poor replication in the new Esc. coli host after transfer. These results seem similar to the observations with pRK2013, which is unable to replicate outside Esc. coli and related enterics but can capture plasmids from various other hosts (see ‘Capture of plasmids’ section and Table 1
). The recorded frequencies for inter-‘male’ mobilization of pMOL187 are identical or very similar to the retrotransfer frequencies, with the exception of the much lower frequency of pIPO2k. This strongly suggests that retrotransfer is an inter-‘male’ mobilization process. This interpretation is in agreement with the results of Sia et al. (1996)
and Heinemann & Ankenbauer (1993a
, b
), which indicate that retrotransfer requires transfer of tra genes to the recipient and expression in the recipient of at least one function involved in the formation, maintenance, or functioning of the conjugation bridge. In this mechanism, however, replication of the conjugative plasmid in the host of the Mob+ plasmid is not necessary to allow retrotransfer, as observed with pRK2013, and now also pIPO2k. During a first transfer, the single-stranded DNA of the conjugative plasmid is transferred to the recipient. The complementary strand of this transferred strand is synthesized by the host’s replication machinery. This synthesis is, in some conjugation systems, facilitated by specific Tra proteins (primase for example) which are transported, attached to the transferred strand, from the donor to the recipient bacterium. After DNA synthesis, a double-stranded plasmid is reconstituted in the recipient (Wilkins & Lanka, 1993
), which thus contains one complete circular plasmid. The plasmid tra genes can be expressed and promote (retro)transfer of a mobilizable plasmid present in the recipient of the conjugative plasmid. In this mobilization, both donor and recipient contain at least one copy of the conjugative plasmid (as in inter-‘male’ mobilization). In this case, the surface exclusion encoded by the conjugative plasmid could play an important role in retrotransfer. The surface exclusion genes of RP4 are considered quite inefficient compared to those of R388. Table 1
shows a strong phenotypic difference between RP4 (IncP) and R388 (IncW) for retromobilization of the IncQ plasmid pMOL187 and of large plasmids carrying metal-resistance markers. The striking phenotypic differences in retrotransfer capability between the various conjugative BHR plasmids tested, including IncP and IncW, may thus be attributable to differences in the expression of the genes involved in surface exclusion.
View this table: [in this window] [in a new window] | Table 2. Transfer phenotypes of ‘new’ BHR plasmids: comparison of frequencies of retrotransfer and inter-’male’ mobilization of the IncQ plasmid pMOL187 from the donor Esc. coli CM1308 to the ‘recipient’ R. eutropha AE815, containing one of the BHR plasmids |
Yet another aspect deserves attention: the retrotransfer capability of plasmids is expressed in many matings between unrelated bacteria and in a variety of hosts. This should imply a kind of protection of the captured DNA or even an anti-restriction mechanism. Recently, Althorpe et al. (1999)









At first glance, optimal retrotransfer efficiency should rely on four conditions: an efficient conjugation system, a conjugational broad host range, minimized surface exclusion and appropriate protection of the captured DNA.
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Retrotransfer and gene dissemination: ecological and evolutionary aspects |
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Retrotransfer of chromosomal genes or plasmids may have important ecological implications. From the viewpoint of the bacterial cell, it offers the host of the retromobilizing plasmid a kind of gene-capture device, allowing it to pick up new genes from other bacteria, without depending on a third strain with a helper plasmid, as is the case in a triparental mobilization. Since in a natural environment the probability of three different populations (donor, recipient and helper) coming into close contact and exchanging DNA by conjugation is lower than the probability of two populations (donor and recipient) meeting, strains with a retromobilizing plasmid would have easier access to new genetic information than the same strains without such a plasmid. By acquiring new genes in this way, individual bacteria could adapt more easily to changing environmental conditions, such as contamination by xenobiotics (Mergeay et al., 1990





















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Conclusions |
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In nature, gene dissemination through horizontal gene transfer involves many different actors (plasmids, phages, transposons and integrons) and mechanisms (homologous and site-specific recombination, transposition, conjugation, transformation and transduction). The ability of a plasmid to mediate retrotransfer (to capture genes that could bring an advantage to its host) is shared by many conjugative plasmids, which possess this ability to a greater or lesser extent. Retrotransfer has mainly been studied with IncP plasmids, but it is more striking in the case of some new, recently described BHR plasmids (Table 1








A resolute effort should be made to encompass, in our picture of plasmids as mediators of gene transfer, exchange and capture, at least all the prokaryotic domains. A growing panoply of molecular and physiological tools is available to reach this goal.
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ACKNOWLEDGEMENTS |
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The authors wish to express their deep gratitude to Ariane Toussaint for critical reading of this manuscript and illuminating comments. Thanks are due to Annick Wilmotte and Dirk Springael for precious suggestions, to Dick van Elsas, Helene de Rore and Marie-Eve Gstalder for exchanging information and to Kathleen Broman for help with the English. C.S. is Aspirant of the Fonds National de la Recherche Scientifique (FNRS) (Belgium) and E.T. is a Research Associate of the Fonds voor Wetenschappelijk Onderzoek Vlaanderen (FWO). This work was supported by a grant from the European Union to E.T. and M.M. (BIOTECH BIO2-CT92-0491), by the Convention ULB-SCK/CEN, by the Action de Recherches Concertées, by a grant of the Fonds National de la Recherche Scientifique to C.S., by the European Science Foundation (Plasmid Network) and EU concerted action (MECBAD, BIO4980099).
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